With significant regulatory changes, it is difficult for organisations to effectively translate new regulations into effective policies, design and implement controls to address changing requirements while assuring management and regulators that controls are robust and effective. We can help you analyse existing compliance risk frameworks, review your compliance training needs, policies and assess your compliance risks, participate in optimization and implementation as per requirement– particularly in preventing bribery, corruption and fraud with specialisation in the healthcare, oil & energy, automotive, banking & Financial Services, Law Firms and Legal Services and Real Estate industries. You can also outsource your end to end compliance management and we work as part of your team providing the necessary support to business based on your requirements.
Our reports are priced according to the level of research required. The basic reports are ‘Photic reports’ which are risk screening reports along with initial recommendations. Depending on research intensive requirements our consultants prescribe to you the appropriate level of reports. The reports with additional research are categorised as Twilight, Abyssal and Hadal reports focused on providing an in-depth fact based report and industry analysis and operational recommendations. If you want us to investigate a specific focused risk area you can customise your report with our consultants.
We provide advice based on your current situation after conducting thorough due diligence. Recommendations may take the form of policy or strategic improvements, operational improvements, e-learning, in-person training or customized training programs, etc.
We can assure you that our compliance experts will put you on the path to success.
We work alongside your risk and compliance teams.
Conduct Risk Assessment
We often hear the word ‘culture’ used synonymously with an organisation’s behavior. What does this mean and how does it impact your business? Have you wondered about how it can raise or lower the reputation of the organization you work for? When a company outlines expected standards of behavior for itself, its employees and parties who work with and for them – collectively referred to as the ‘CODE OF CONDUCT’, it defines the way in which the organization would want them to be known. However, do they always conduct themselves according to the set CODE? It takes an effective risk assessment and management process to identify and deter risks related to corporate conduct. To make matters worse, there is very little clarity from the regulators of what is considered an adequate risk assessment process. It differs from company to company based on its specific industry risks and regulatory environment.
WHAT IS CONDUCT RISK ASSESSMENT
The process of identifying risk elements applicable to your business and operational environment through a consultative manner with a focus on understanding the company’s risk appetite. This provides a basis to curate a bespoke compliance program which requires the company to establish adequate risk management processes and proportionate control measures. Our extensive knowledge of the risk management process in the areas of compliance, supply chain and logistics with effective /configurable risk management tools and solutions can easily integrate the enhanced compliance process into your business process and provide you with an effective and streamlined process very quickly.
Some of the compliance risk aspects may be in relation to bribery and corruption, money laundering, financial fraud prevention, data protection, privacy and cyber-security and many other areas. We pick up all of these major areas for review and provide bespoke advice and steps to manage and mitigate compliance risks relevant to your business.
This includes:
Identify Risks:
Help to conduct risk assessment interviews and document reviews
Advise senior management on relevant risks and how they can be controlled
Governance, Integrated Risk and Compliance
Solution:
Advise on the relevant requirements for governance tools and solutions to address the risk/s
Allocate Responsibility:
Advise on the appropriate allocation of responsibility across the three lines of defense.
Develop Compliance Charter
Outcomes Testing:
Develop Code of Conduct, Standards, related policies and procedures
Update compliance documentation to manage relevant risk
Develop / configure relevant control and monitoring programs that test for agreed outcomes.
Independent Review:
Review and report on a Risk assessment Framework
To define, design and implement your bespoke compliance system contact one of our expert compliance consultants
Our learning content is engaging and incorporates realistic scenarios and data into a simulation based on the competency to be developed. Learners are presented with choices that can lead to different outcomes. In this self-directed approach to learning, learners are provided with a safe environment to try their hand at playing a role. Instead of being prodded in the right direction using feedback, learners engage with the problem, seek any information they need to solve the problem and learn from the repercussions of their own actions.
We also offer targeted face-to-face training delivered by our experts to provide you with industry relevant training along with real case studies that can equip employees with scenarios that they may encounter and tackle effectively through their action checklist that they develop during the learning process.
We understand that each organisation has its own unique requirements and structure. Our custom-built e-learning, and workshops maximize relevance, engagement and efficiency.
We provide experts who are qualified to take on the role and are fully trained to operate utilising the relevant compliance tools and resources made available to them. You may also consider to outsource Tadashie’s compliance solutions alongside its experts as it will offer a better value for money, since it helps you better utilise the required Tadashie resources which are then bundled for you to offer better return on your investment in a compliance program.
